Job Description
8 hours ago Be among the first 25 applicants
Dice is the leading career destination for tech experts at every stage of their careers. Our client, Pyramid Consulting, Inc., is seeking the following. Apply via Dice today!
Immediate need for a talented
Records Management Consultant. This is a
17+months contract opportunity with long-term potential and is located in
Jersey City, NJ (Onsite). Please review the job description below and contact me ASAP if you are interested.
Job ID: 25-76691 Pay Range: $70 - $75/hour. Employee benefits include, but are not limited to, health insurance (medical, dental, vision), 401(k) plan, and paid sick leave (depending on work location). Key Responsibilities: - A thorough understanding of the books and records rules of the Securities Exchange Commission (SEC), Financial Regulatory Authority (FINRA), Commodity Futures Trading Commission (CFTC), Exchanges (exp. Chicago Mercantile Exchange, Chicago Board of Trade, etc.), National Futures Association (NFA) and other entities and governing bodies is required.
- The candidate will use industry and regulatory knowledge to guide stakeholders through seamless adherence to regulatory and enterprise standards, providing suggestions for process improvements and risk mitigation as the RMO develops.
- Provide governance to Swap Trade Reconstruction process
- Keep abreast of relevant regulatory changes/developments
- Communicate regulatory information locally and globally
- Streamline, and continuously seek to improve, processes for the distribution, retrieval, and storage of records, including onboarding new information technologies into the firm.
- Work closely and proactively with Compliance, Legal and Business Units to establish and manage Records Management policy requirements and the required operational processes to ensure that the policy is met.
- This includes the implementation of all regulator driven requirements, including SEC, FINRA, Dodd Frank, NYDFS and any other applicable regulations.
- Drive the transformation of the firms records management processes to meet organizational and regulatory requirements
- Develop and/or deliver presentations to senior management on records management best practices of procedures
- Expertise in U.S. regulations, particularly for Systemically Important Financial Institution , from an Records Management perspective, with familiarity of global regulations
- Expertise in CFTC 1.31, SEC 17a-3/4, SEC 18a-5/6
- Superior ability to organize verbal and written communication to clarify purpose and importance, stress major points and follow a logical sequence
- Ability to operate in a complex environment, managing multiple complex initiatives covering global markets, technology, project management etc.
- Familiarity with current regulations related to Records Management.
- Ability to multi-task on an ongoing basis
- Ability to interact effectively with people at all levels of the firm
Key Requirements and Technology Experience: - Key Skills; Records Management; CFTC 1.31, SEC 17a-3/4, SEC 18a-5/6; regulatory/compliance
- Minimum 10+ years of experience in either Financial Services firms or management consulting, with a focus on Records Management
- Education - Bachelor s degree required.
- Smooth and efficient written and oral communication skills, with the ability to explain complex issues clearly and concisely to audiences of varying technical or accounting levels.
- Proven records of working with and presenting to senior management.
- Proficient in using Microsoft software Office skills (Excel, Word, Access, PowerPoint, Visio, Project).
- Rigorous, self-disciplined, paying attention to detail.
- Capacity to interact with people in different areas, building strong and reliable business relationship.
- Self-starter and willingness to learn new topics and regulations.
- Good knowledge of capital markets and banking activities: financial products, front to back organization, front to back processes and workflow
- Good understanding of banking organization structure: CIB vs non-CIB entities, regional organization, local set-up
- Maintain strong external network of peer firms/subject matter experts to maintain detailed knowledge of good record retention market practices
- Develop strong internal network across businesses and control functions to maintain detailed knowledge of internal strategy and practices
- Ability to influence others and achieve objectives with limited direct reporting supervision
Our client is a leading
Banking and Financial Industry and we are currently interviewing to fill this and other similar contract positions. If you are interested in this position, please apply online for immediate consideration.
Pyramid Consulting, Inc. provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws.
By applying to our jobs you agree to receive calls, AI-generated calls, text messages, or emails from Pyramid Consulting, Inc. and its affiliates, and contracted partners. Frequency varies for text messages. Message and data rates may apply. Carriers are not liable for delayed or undelivered messages. You can reply STOP to cancel and HELP for help. You can access our privacy policy .
Seniority level
Seniority level
Mid-Senior level
Employment type
Employment type
Full-time
Job function
Job function
Consulting, Information Technology, and Sales -
Industries
Software Development
Referrals increase your chances of interviewing at Jobs via Dice by 2x
Get notified about new Management Consultant jobs in Jersey City, NJ .
New York City Metropolitan Area $110,000 - $160,000 3 days ago
New York City Metropolitan Area 1 week ago
Sr. Analyst , Strategy & Business Development
New York, NY $105,000 - $120,000 1 week ago
Business Consultant - Remote Career Transition
New York, NY $80,000 - $100,000 1 month ago
Analyst/Associate, Business Management, Global Client Group
New York City Metropolitan Area 3 weeks ago
New York, NY $100,000 - $130,000 1 month ago
Were unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr
Job Tags
Full time, Contract work, Work at office, Local area, Immediate start, Remote work,